The following is a notice prepared for the purpose of addressing the S.E.C.'s requirement that all investment advisors communicate with their current and prospective clients on the subject of privacy. You will receive additional copies of this notice annually when you are offered a copy of our ADV.
Privacy Notice (in complicance with S.E.C. Regulation S-P "Privacy of Consumer Financial Information")
Robshaw & Julian Associates, Inc. collects nonpublic personal information about you from the following sources:
- information we receive from you on applications or other forms;
- information about your transactions with us or others.
We do not disclose any nonpublic personal information about you to anyone, except the custodian of your assets as chosen by you and except as permitted by law. If you decide to close your account(s) or become an inactive customer, we will adhere to the privacy policies and practices as described in this notice.
Robshaw & Julian Associates, Inc. restricts access to your personal and account information to those employees who need to know that information to provide products or services to you. Robshaw & Julian Associates, Inc. maintains physical, electronic, and procedural safeguards to guard your nonpublic personal information.